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The theory of operator algebras is an infinite-dimensional generalization of matrix algebra theory and can be viewed as a non-commutative version of topology or measure theory. As such it plays an important role in the representation theory of groups and in the mathematical underpinnings of quantum mechanics. There does not seem to be a definitive constructive theory of operator algebras, although quite a few results have been obtained by Bridges and Dediu [DB01][Ded00]. We will continue these developments, mainly considering von Neumann algebras. For the classical theory we used [KR83a][KR83b][Lan98][Mey93] [Sak71][Mur90][Dix81]. A quick introduction to the subject with an eye on physical applications can be found for instance in [Mey93] or [Lan98].
This paper is organized as follows. The first section includes a very short discussion of non-commutative measure theory. The next two sections contain preliminary result. Section 4 contains a representation theorem for von Neumann algebras on a finite dimensional Hilbert space. Section 5 contains a representation theorem for normal functionals. In section 6 we discuss faithful states and use them to prove that the measure in the spectral theorem does not depend on the choice of the basis. We also use faithful states to obtain some connections between the weak and the strong operator topology. In section 8 we prove a representation theorem for Abelian von Neumann algebras. In section 9 we show that the classical double commutant theorem can not be proved constructively, but we prove this theorem for Abelian von Neumann algebras with a weakly totally bounded unit ball.
All results are constructive in the sense of Bishop. We will also use [BB85] as the general reference text. In this paper all operators are (total and) bounded, unless stated otherwise. The letter H will denote a (separable) Hilbert space.
The theory of C*-algebras is sometimes, for example in [Mey93],
called non-commutative topology for the following reason. Let X
be a compact space. The set C(X,C) of continuous
complex-valued functions on X is an Abelian C*-algebra. On the
other hand, every Abelian C*-algebra
Many questions about the space X can be translated into questions about C(X). So the theory of Abelian C*-algebras ‘is' topology. Hence the theory of general C*-algebras may be called non-commutative topology.
Similarly, we can translate questions about a measure space (X,μ) into questions about the *-algebra {Mh:h∈L∞(μ)}. Here Mh denotes the multiplication operator Mh defined by Mhf: = h⋅f, for all f∈L2. In fact, this algebra is a von Neumann algebra, that is a *-algebra of operators on a Hilbert space satisfying certain closedness properties. We will give a precise definition and examples in section 4. Classically, every Abelian von Neumann algebra is isomorphic to such a von Neumann algebra of multiplication operators. In this sense, the theory of von Neumann algebras may be called non-commutative measure theory. In section 8 we give a constructive result partially justifying this viewpoint.
Let us give a very short dictionary for non-commutative measure theory. A non-commutative set or event is a projection. A non-commutative function or random variable is a normal operator. A non-commutative integral or expectation is a positive linear functional (or state).
In the algebraic approach to quantum mechanics, the observables form a C*-algebra or von Neumann algebra and the states are positive linear functionals on this algebra, see for instance [Emc84].
Let B ( H ) be the quasi-normed space
1. Any quasi-normed space may be considered as a
normed-space where the norm is a generalized real number in
the sense of Richman [Ric98].
∞ |
n = 1 |
We denote by
A subset B of B(H) is said to be bounded by M if for all A∈B and x∈H, ‖A x‖≤M‖x‖. The unit ball B(H)1 of B(H) is the set of operators bounded by 1.
We state the definitions of and some results on several topologies on B(H).
Definition 1. We define four topologies on B(H) as follows.
The space B(H) equipped with one of these last three topologies is a uniform space, see [DB99] for a constructive theory of uniform spaces. Note that the quasi-normed space (B(H),{px:x∈H1}) has a different topology than the uniform space (B(H),{px:x∈H1}). The former has the norm topology, the latter the strong topology. On finite dimensional Hilbert spaces all these topologies coincide. We will now consider the general case. The following facts are well-known classically and the usual proofs are constructive.
The uniform topology is the strongest of the four, the weak topology is the weakest. The strong and normal topology are incomparable, but both are between the other two. On bounded sets the normal and the weak topologies coincide. The map T→T∗ is not strongly continuous, but it is continuous in the normal topology and weakly continuous. Constructively this map is only partially defined. The maps A,B↦B A and A,B↦A B are strongly continuous from B(H)×B(H)1→B(H). The unit ball B(H)1 is totally bounded in the normal topology, and hence in the weak topology. On bounded sets the strong, the weak and the normal topology are metrizable and separable, so a sequentially closed set is closed.
In this section we introduce the notion of a von Neumann algebra and provide some examples.
It is not clear yet what the ‘right' constructive definition of a von Neumann algebra is. A good definition would satisfy at least two demands. First, it should be general enough to contain the important examples. Second, it should give a flexible theory. Thus we will use the following definition which seems to be the weakest definition that is still powerful enough to prove interesting theorems.
Definition 2. A von Neumann algebra (or
vN-algebra)
A von Neumann algebra is supports all constructions in the spectral theorem. That is, if a Hermitian operator is in a vN-algebra, then all its spectral projections are also in the von Neumann algebra.
When
can not be proved to have a located unit ball. Although it might be tempting to define a vN-algebra to have a weakly totally bounded unit ball, we will not do this.
We give some examples of von Neumann algebras.
Classically, one can prove that every vN-algebra is weakly closed. We do not know how to prove this constructively, but Corollary 12 contains a result in this direction.
We prove a representation theorem for von Neumann algebras with a totally bounded unit ball and which act on a finite dimensional Hilbert space. To do this we use the Peter-Weyl representation theorem for compact groups.
Let
H
be a finite dimensional Hilbert space. Let
We claim that the set of unitary operators in
: = {A∈A1:A =
A∗} is totally bounded. The map
H↦ei2πH from
s a
1
log U) = U.
1
i2π
We will now use the notation and the results from [CS05a].
We see that the set of unitary operators in
The Peter-Weyl theorem supplies a sequence
(Hi)i∈N of
finite-dimensional subspaces of H such that H =
⊕
Hi and
π|Hi =
B(Hi). Since H is
finite-dimensional, the sequence is actually finite. Finally, a linear
subset of a finite dimensional Hilbert space is finite dimensional if
and only if its unit ball is located, see [BB85] (Section
7.2). We have proved the following theorem.
∞
i = 1
Theorem 3. Let n∈N and let
H: = Cn. Let
Hi and
M
i = 1
In Takesaki [Tak79] (p.50) this theorem is proved along the same lines, but more directly. A problem with a constructive interpretation of his proof is that in order to apply the Gelfand representation theorem to the center of the algebra we need to prove that it is separable.
Before we go deeper into the theory of general vN-algebras, we will first study linear functionals on the von Neumann algebra B(H).
In this section we give a representation of the normal functionals on B(H). We simplify a result by Bridges and Dudley Ward.
Following Bridges and Dudley Ward we define a normal functional as a functional which is uniformly continuous with respect to the normal topology on bounded sets.
In the proof of the implication 1⇒2 in the following Theorem we use the Riemann permutation theorem, see [Tro77] (p.96):
Theorem 4.
xπ(i) exists, then
∑
∞
i = 0
|xi| exists.
∞
i = 0
This theorem depends on Brouwer's continuity principle (CP) which holds in the intuitionistic interpretation of Bishop's mathematics, but not in classical logic, and thus CP not available in the context of Bishop-style mathematics. Since the Riemann permutation theorem holds in the three standard models of Bishop's mathematics it would be interesting to investigate its precise logical status.
Theorem 5. Let ϕ be a linear functional on B(H). Then the following conditions are equivalent:
‖xn‖2
and ∑
∞
n = 1
‖yn‖2
exist and ϕ(A) = ∑
∞
n = 1
langleA
xn,ynrangle, for
all A∈B(H).
∞
n = 1
Proof. 1⇒2 (using CP): We assume that ϕ is normal.
The unit ball of
langleC
eπ(n),eπ(n)rangle
exists for all permutations π of N. Consequently, by the
Riemann permutation theorem, ∑
∞
i = 0
|langleC
en,enrangle| exists
∞
i = 0
A proof which does not use CP may be found in [BDW98].
2⇒3: Let C in
∞ |
n = 1 |
We define sequences (xn)n∈N and (yn)n∈N in H such that x2n: = g(ℜC)en, x2n + 1: = i g(ℑC)en, yn: = f(ℜC)en and y2n + 1: = f(ℑC)en. These sequences satisfy the conditions in 3.
This proof seems to be simpler then the proof by Bridges and Dudley Ward [BDW98].
The previous theorem allows us to define a number of functionals that
will be useful later. Let ϕ be a normal functional on
B(H). Constructively, the map
A↦ϕ(A∗) is not totally
defined, but there is a unique continuous extension of this map to
B(H) because the set of operators with an adjoint is
weakly dense in B(H). In this chapter we will tacitly
assume that this extension has been made and we will write
ϕ(A∗) even if we are not able to compute
A∗. A similar remark holds for functions we now
define. Let A be an operator. Define the functional
ϕA on B(H) by
ϕA(B): = ϕ(B A).
There is a trace class operator C such that
ϕA(B): = Tr(C B A)
= Tr(A C B). Consequently, the functional
ϕA is normal as A C∈
In this section we prove that the spectral measure of a given operator is independent of the choice of the basis, simplifying a result by Bridges and Ishihara. We introduce an inner product on B(H) and use it to obtain some results connecting the weak and the strong topology.
Definition 6. A linear functional ϕ on a vN-algebra
Let
Any spectral measure is derived from a faithful normal state. Indeed,
define the trace class operator C such that for all
n∈N, C en: = 2 -
nen and define the state
ϕ(A): = Tr(C A), for all
A∈B(H). It is easy to check that ϕ is
accurate. We show that ϕ is a faithful normal state. Let
ε>0 and
x,y∈H1∩span{e1,…,em}
be given. Let A be an operator with an adjoint in
Theorem 7. Any two spectral measures are equivalent.
This is the main result obtained by Bridges and Ishihara in [BI94].
The key fact in the proof of the spectral theorem is that if A is
a Hermitian operator bounded by 1, μ is the spectral measure for
A and
(pn)n∈N is a
sequence of polynomials and
μ(|pn|2)→0, then the
sequence
(pn(A))n∈N
converges strongly. In fact, such a statement holds more generally. When
ψ is a faithful normal state and
(An)n∈N is a
bounded sequence of operators such that ψ(A
An)→0, then
A
∗
n
An→w0.
Consequently,
‖Anx‖2 =
langleA
∗
n
Anx,xrangle→0,
whenever x∈H. That is,
An→s0.
∗
n
Theorem 7 suggests that instead of using a non-canonical measure in the spectral theorem one could use Chan's measurable spaces [Cha74]. Intuitively, these measurable spaces are to measure spaces what uniform spaces are to metric spaces. Thus instead of using one measure we have a family of them. In the context of the spectral theorem we will use the family μx(A)≔⟨A x,x⟩, where x ranges over the unit sphere. We will now state the spectral theorem without reference to a basis.
Let (X,L,μi) be a measurable space. Like Chan we assume that all the μi are probability measures. Each μi defines a pseudo-metric di(f,g)≔μi(|f - g|∧1). On bounded sets this collections pseudometrics define the same topology as the uniform topology considered by the norms. Convergence with respect to these pseudo-metrics we call convergence in measure. Let L∞ be the completion of the bounded sets with respect to this topology. It is proved in [Spiar] that this is actually equivalent to the ordinary definition of convergence in measure. Chan defines measurable mappings using the notion of transition function. It seems that one can instead use the notion of a uniformly continuous mapping between uniform spaces with the pseudo-metrics defined above. This works well in our case, but whether it can replace all Chan's constructions in probabilty theory requires further exploration.
Thus by analogy with the treatment in [Spi05] we obtain the following theorem. The formal space mentioned in the following theorem is a space in the sense of formal, or pointfree, topology, see [Spi05] and the references therein for details. Alternatively, assuming Bishop's Gelfand representation theorem and assuming that the algebra A satisfies the conditions needed to apply it, we could use an ordinary space.
Theorem 8. Let A be an Abelian algebra of operators on a Hilbert space. There is an embedding ι of the algebra A into a space of continuous functions on a formal compact space, its spectrum. The algebra C(Σ) may be equipped with a measurable structure in such a way that the topology of convergence in measure coincides with the weak operator topology on A. Consequently, if An is a bounded sequence and ι(An)→φ in measure, then An converges strongly.
As already observed by Chan, we can not expect the profile theorem to apply to measurable spaces in its full generality. However, there are a number of ways to avoid this [Cha74][Spi05]. Finally, one can always choose a faithful state, but this is better postponed until it is really needed.
Let ϕ be a faithful normal state on B(H). Define
the inner product langle
Lemma 9. Let ϕ be a faithful normal state on
B(H). Let
(An)n∈N be a
bounded sequence in B(H) and let
A∈B(H). Then
An→A in the weak (strong) operator
topology if and only if An→A in the
weak (strong) sense in
Proof. Let
(en)n∈N be a
basis for H and define C as the operator such that
C en = 2 -
nen, whenever
n∈N. The state ψ defined by ψ(A): =
Tr(C A), whenever A∈B(H), is
faithful and normal. Because langle
Define the trace-class operator Un m
by Un mx =
langleem,xrangleen,
whenever n,m∈N and x∈H.
On bounded sets the weak operator topology is determined by the
seminorms A↦|langleA
em,enrangle|, where
n,m∈N. Since langleA
em,enrangle =
2nTr(C U
A), we see that convergence in the weak topology
implies weak convergence in
∗
n m
∞ |
n = 1 |
Corollary 10. A bounded convex inhabited subset of B(H) is weakly totally bounded if and only if it is located in the strong topology.
In order to proceed we need a lemma. This lemma is sometimes proved classically by deriving a contradiction from the assumption that a point in the weak closure is in the complement of the strong closure. Such an argument only seems to work constructively when the set is located. Classically, the hypothesis that the set is bounded is superfluous. It is not clear to me if this hypothesis is necessary in constructive mathematics.
Lemma 11. The weak closure and the strong closure of a bounded inhabited convex subset of a Hilbert space are equal.
Proof. Let B be a bounded, inhabited and convex set. Suppose that (xn)n∈N is a sequence in B converging weakly to x∈H. By considering the bounded inhabited convex set {y - x:y∈B}, we may suppose that x = 0. Moreover, we may assume that B is bounded by 1. For each i∈N, langlexi,xnrangle→0, so we can choose a subsequence (yn)n∈N of (xn)n∈N such that for all i∈N and all j>i, |langleyi,yjrangle|≤2 - i - j. Then
‖y1 + y2 + … + yn‖2 | ≤ | ∑
|
||||||
≤ | n + 2 |
1 |
n |
Corollary 12. Let C be convex inhabited bounded subset of B(H), then C is weakly closed if and only if it is strongly closed.
From this lemma we would be able to prove that a von Neumann algebra is weakly closed if we would be able to prove that every weakly converging sequence is bounded.
In this section we prove the following theorem.
Theorem 13. Let
Proof. By the Gelfand representation theorem there is a compact
set Σ such that
Let (fn)n∈N be a bounded sequence in L∞ which converges in measure to f∈L∞. We claim that ι(fn)→sι(f). Since μ is finite, fn converges to f in L2,so ϕι(|f - fn|2) converges to 0. Consequently ι(f - fn) converges strongly to 0 by Remark 8. We have proved that ι(fn)→sι(f).
If an Abelian von Neumann algebra contains a dense set of operators with an adjoint, then all elements have adjoints. This follows directly from the identity ‖A x‖ = ‖A∗x‖ for normal operators A.
Classically, every von Neumann algebra on a separable Hilbert space contains a separable C*-algebra which is strong-operator-dense [KR83b] (Lemma 14.1.17). Constructively, the examples we mentioned in the first section contain such a C*-algebra.
Suppose that
The unit ball is located in the strong operator topology, by
Corollary 10. Consequently, there is a dense sequence
of operators in
ciPi,
where c1,…,cn are
in C and
P1,…,Pn are
projections in the dense sequence. The C*-algebra
n
i = 1
The presence of the strongly dense separable C*-algebra was needed in order to apply Bishop's Gelfand representation theorem. By using the pointfree Gelfand representation theorem we can avoid this hypothesis, but still obtain a similar result. However, instead of a compact space we would obtain a compact formal space, see [CS05b].
In this section we discuss the double commutant theorem. Subsection 1 contains a short discussion of this classical theorem. Subsections 2 and 3 contain proofs for the finite-dimensional and the Abelian case under the assumption that the unit ball of the von Neumann algebra is weakly totally bounded.
Definition 14. Let
Let
One of the fundamental theorems in the classical von Neumann algebra
theory is the double commutant theorem (DCT), which states that if
It is impossible to prove the DCT constructively. Indeed, let P be any statement and define
Let A be an element of
We will start with a sketch of a classical proof of the Double Commutant Theorem.
Let
The problem one encounters constructively is that cl
a | 0 |
0 | b |
Let c∈C and define x: = e1 +
c e2. To compute the projection on
The proof of the DCT gives us a way to find operators in the commutant. It also shows that a vN-algebra is weakly closed, since the commutant of an algebra is always weakly closed.
Let
Let
All elements in an Abelian vN-algebra are normal, so we can apply the
spectral theorem to them. Let
Lemma 15. Let
, A P∈
2
M
Proof. Let P be
χ{x:|x|≤M}(A) as defined
in the spectral theorem; then P∈
so ‖A(I - P)x‖2≤2|⟨A(I - P)x,y⟩|≤2‖A(I - P)x‖‖y‖. Consequently, ‖A(I - P)x‖≤2, because ‖y‖ = 1. Now
so ‖x - P x‖2≤4/M2.
Finally, remark that by the Pythagorean theorem,
‖y - A
z‖2 - ρ(y, |
= | ‖P y - P A
z‖2 - ρ(P
y,P |
+ ‖P⊥y -
P⊥A z‖2 -
ρ(P⊥y,P⊥ |
whenever z∈H. So choosing z≔P x, we get
‖y - A P
x‖2 - ρ(y, |
≤ | ‖P y - P A
x‖2 - ρ(P
y,P |
+ ‖P⊥y‖2 - ‖P⊥y‖2 | ||
< | ε + 0. |
Classically,
Lemma 16. Let
Pn)x1 exists,
‖x∞ -
x1‖≤1/K and the sequence
(‖y -
Anx∞‖)n∈N
converges to infA∈
m
n = 1
Proof. Let ε>0 and N∈N. For
z∈H, let us call A an
ε-approximation for the distance from y to
Continue in this way as follows. Let An + 1
be a 2 - n-approximation for the distance from
y to
For all n∈N, ‖Pn +
1xn -
xn‖≤2 - (n +
1)/K. We define x∞: =
limn→∞xn. Then
‖x∞ -
x1‖≤∑
2 - (n + 1)/K = 1/K. To
see that the sequence
(Anx∞)n∈N
converges observe that
∞
n = 1
‖An + 1x∞ - Anx∞‖2 | = | limm≥n +
2‖(Π
|
||
≤ | ‖An + 1xn + 1 - Anxn‖2 | |||
≤ | 21 - n + 21 - n. |
Proposition 17. Let
Proof. Let x∈H and ε>0. We claim
that there is z∈H such that
ρ(x,z)<ε and the projection
P[
Define by the previous lemma x1∈H such
that ρ(x,x1)<ε/2 and the
projection of e1 on cl
We see from the construction of xn + 1 that
for all i≤n, the projection of
ei on cl
From this last proposition we can obtain the double commutant theorem for Abelian vN-algebras with a weakly totally bounded unit-ball:
Theorem 18. Let
Most of this research was done while visiting Douglas Bridges from January 2000 to July 2000. This visit was partially supported by the Netherlands Organization for Scientific Research (NWO), the Marsden Fund of the Royal Society of New Zealand, and the University of Nijmegen. Most results previously appeared in chapter 9 of my PhD-thesis [Spi02]. I would like to thank Wim Veldman for his advice during this PhD-project.
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